WELCOME TO 
THE CAPITAL ADVANTAGE

FOR ADDITIONAL INFORMATION CALL CAPITAL SECURITIES INVESTMENT CORPORATION AT 1-800-553-6700

 

  A FULL SERVICE FIRM   PRODUCT AND SERVICES
  PROFESSIONAL BACK OFFICE   YEARS OF EXPERIENCE
  NO PROPRIETARY PRODUCTS   SIPC COVERAGE 
  easy ACCOUNT access     TRAINING

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A FULL SERVICE INVESTMENT FIRM

A FULL SERVICE INVESTMENT 
FIRM

CAPITAL SECURITIES INVESTMENT CORPORATION has been a full service broker-dealer firm since 1970 and registered as an insurance agency offering individual investors and pension funds a wide variety of investments such as Stocks, Bonds, Mutual Funds, Tax Deferred Annuities, Tax Free Trusts, Retirement Plans, and other investment  alternatives, including insurance, to assist in reaching their investment objectives.

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PROFESSIONAL BACK OFFICE

PROFESSIONAL 
BACK OFFICE

CAPITAL SECURITIES INVESTMENT CORPORATION has access to a complete inventory of corporate bonds, municipal bonds, mutual funds, OTC trading, listed stocks, unit investment trusts, and tax advantaged investments.

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NO PROPRIETARY PRODUCTS

NO PROPRIETARY PRODUCTS

CAPITAL SECURITIES INVESTMENT CORPORATION is not owned or controlled by any other broker dealer, investment company, insurance company bank, savings and loan, credit union or other financial institution.  Therefore we offer NO proprietary products.  

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EASY ACCESS

EASY ACCOUNT
ACCESS

CAPITAL SECURITIES INVESTMENT CORPORATION is able to furnish you with current information on your account, including current cash balances, buying power, SMA and current security positions, are available for you to assist you with your investment decisions.

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COMPLETE PRODUCT LINE

HIGH QUALITY 
PRODUCTS AND RESPONSIVE
SERVICES

All clients of CAPITAL SECURITIES receive the benefit of a complete line of investment products and services.  Products such as stocks, bonds, mutual funds, tax deferred annuities, tax-free trusts, and other investment alternatives, including insurance, are offered to assist clients in reaching their objectives.  High-quality, responsive service helps us earn the trust and support of our clients.

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EXPERIENCE

PROFESSIONAL EXPERIENCE                    

CAPITAL SECURITIES professional, dedicated staff is always responsive to your investment needs.  You will receive from our experienced staff, prompt personal attention combined with the highest level of support and service you deserve.  Our management team and support staff have years of experience in all aspects of Wall Street.  

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SIPC COVERAGE

SIPC/Excess Insurance: Protecting Customer Assets

SIPC logo
Securities Investor Protection Corporation


CAPITAL SECURITIES is a member of the Securities Investor Protection Corporation (SIPC) which protects your securities portfolio up to a maximum of $500,000 including cash deposits up to $100,000.   This coverage does not protect against market fluctuations.  For more information, ask your representative for an explanatory brochure.

Securities in accounts carried by National Financial Services LLC ("NFS"), a Fidelity Investments company, are protected in accordance with the Securities Investor Protection Corporation ("SIPC") up to $500,000 (including up to $100,000 for cash awaiting reinvestment).  NFS also has arranged for coverage above these limits.  Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage.  For more details on SIPC, or to request a SIPC brochure, visit www.sipc.org.

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TRAINING

TRAINING AND
CONTINUING 
EDUCATION

Through our close affiliation with CAPITAL SECURITIES TRAINING COMPANY we can provide a means to train and register Series 6 and Series 7 brokers as well as provide them with over 100 continuing education courses.

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