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The CPA/Securities Affiliate will receive a percentage
of the gross revenues generated from its investment banking related activity,
to be paid by the home office monthly. The Affiliate Office will pay
its own expenses -- including out-of-pocket expenses of FINRA compliance.
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Initial and annual registration with
CAPITAL
SECURITIES
is required for training, ongoing personalized advice and
counseling on your transactions, marketing and sales materials, and home
office registration. Other FINRA and state registration fees for individual
CPAs are the Affiliate's responsibility.
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The Affiliate will be entitled to attend, as many sessions of the Firm Element Training Program,
whether for educational or referral purposes.
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CAPITAL
SECURITIES
licensed
in all 50 states.
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The Affiliate will be required to obtain appropriate
individual FINRA and state licenses through
CAPITAL
SECURITIES.
At the
Affiliate's choice, the Affiliate may subscribe to CAPITAL
SECURITIES TRAINING COMPANY's self-study
licensing courses or those of any other training company. |