DESCRIPTION OF BUSINESS & FINANCIAL ARRANGEMENT

 

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The CPA/Securities Affiliate will receive a percentage of the gross revenues generated from its investment banking related activity, to be paid by the home office monthly. The Affiliate Office will pay its own expenses -- including out-of-pocket expenses of FINRA compliance.

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Initial and annual registration with CAPITAL SECURITIES is required for training, ongoing personalized advice and counseling on your transactions, marketing and sales materials, and home office registration.  Other FINRA and state registration fees for individual CPAs are the Affiliate's responsibility.

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The Affiliate will be entitled to attend, as many sessions of the Firm Element Training Program, whether for educational or referral purposes.

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CAPITAL SECURITIES licensed in all 50 states.

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The Affiliate will be required to obtain appropriate individual FINRA and state licenses through CAPITAL SECURITIES.  At the Affiliate's choice, the Affiliate may subscribe to CAPITAL SECURITIES TRAINING COMPANY's self-study licensing courses or those of any other training company.