QUALIFIED PLAN SERVICES

Utilization of a company's stock as an investment option in a qualified employee benefit plan (pension or profit sharing plan subject to the Employee Retirement Income Security Act - ERISA) requires a unique combination of financial and administrative services. In addition to the valuation of a company's closely held or publicly-traded stock, CAPITAL SECURITIES will coordinate either or both of the following services:

• Custodial or trustee services, through our strategic alliances.
  
  

• Administration of participant record-keeping, employee communication and related compliance testing, and the value of your company's pooled stock account.
  

Call CAPITAL SECURITIES at 1-800-553-6700 for details.

Investment Banking